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Securities Fraud Deterrence and Investor Restitution Act
Results: 236

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51	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 25, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-25 10:34:12 73rd United States Congress Fair Fund U.S. Securities and Exchange Commission Securities Exchange Act Financial regulation Government Financial economics Mutual fund scandal Securities Fraud Deterrence and Investor Restitution Act United States Securities and Exchange Commission Corporate crime United States securities law
52	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 20, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-20 10:17:42 Fair Fund United States Securities and Exchange Commission Government U.S. Securities and Exchange Commission Investment Company Act Disgorgement Securities and Exchange Commission Securities Fraud Deterrence and Investor Restitution Act Mutual fund scandal Corporate crime Financial economics Investment
53	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 25, 2014 INVESTMENT ADVISERS ACT OF 1940 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-25 13:08:28 Financial services Institutional investors Hedge fund U.S. Securities and Exchange Commission Investment Advisers Act Securities Fraud Deterrence and Investor Restitution Act Mutual fund scandal Financial economics Investment Finance
54	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]September 8, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-08 17:53:40 Investment U.S. Securities and Exchange Commission Financial adviser Financial economics Securities and Exchange Commission Government Business Securities Fraud Deterrence and Investor Restitution Act 76th United States Congress Finance Investment Advisers Act
55	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]November 13, 2014 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-13 16:48:42 Financial services Financial regulation Government Securities Fraud Deterrence and Investor Restitution Act Registered Investment Advisor Investment Advisers Act U.S. Securities and Exchange Commission
56	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 4, 2014 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-04 17:05:18 Disgorgement Government Securities and Exchange Commission Securities Commission Politics Securities Fraud Deterrence and Investor Restitution Act Mutual fund scandal Corporate crime Fair Fund United States Securities and Exchange Commission
57	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 19, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-19 17:49:57 Fair Fund United States Securities and Exchange Commission Financial services Funds Mutual fund scandal Securities Fraud Deterrence and Investor Restitution Act Financial economics Investment Corporate crime
58	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 20, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-20 10:14:35 Disgorgement Government U.S. Securities and Exchange Commission Securities and Exchange Commission Cease and desist Financial economics Economics Securities Fraud Deterrence and Investor Restitution Act Mutual fund scandal Corporate crime Fair Fund United States Securities and Exchange Commission
59	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 20, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-20 10:17:42 Fair Fund United States Securities and Exchange Commission Government U.S. Securities and Exchange Commission Investment Company Act Disgorgement Securities and Exchange Commission Securities Fraud Deterrence and Investor Restitution Act Mutual fund scandal Corporate crime Financial economics Investment
60	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 25, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-25 10:34:12 73rd United States Congress Fair Fund U.S. Securities and Exchange Commission Securities Exchange Act Financial regulation Government Financial economics Mutual fund scandal Securities Fraud Deterrence and Investor Restitution Act United States Securities and Exchange Commission Corporate crime United States securities law

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